Infrastructure

Global capabilities to support and scale entrepreneurial alternative asset managers.

Shaulie Halberstam, Head of Application Development

Our capabilities

A shared operating infrastructure provides critical business management functions while giving entrepreneurial independence to the managers of each business.

Finance

Finance

Our financial control and accounting team provide a full-service finance function, blending in-house expertise with that of outsourced specialists.

Understanding
Focused on understanding the strategy and aims of the business and providing the support to achieve these

Experienced
Deep experience of onboarding new businesses and funds across a range of operating models and asset classes

Collaboration
Strong emphasis on collaboration with the other functions to deliver a superior product

Entrepreneurship
Delivering our services in a manner befitting the firm’s entrepreneurial culture

Team development
Committed to developing individuals and evolving the team

Legal, Regulatory and Compliance

Legal, Regulatory and Compliance

Experienced, transactional legal team that is embedded in all areas of the business. Focused on compliance while enabling business development.

  • Regulatory experience across multiple jurisdictions
  • Established meaningful long-term relationships with key regulatory and transactional counsel
  • Experience in fund structuring and organisation, transactional support, compliance, regulatory and litigation, prime brokerage and financing, and general corporate affairs

Operations

Operations

We automate and outsource where possible to enable our experienced team to oversee, control and focus on exceptions while delivering value-added service to the business.

The Operations strategy is founded on five key principles:

  • Upfront investment in technology
  • Create exception-based workflow and eliminate manual processing
  • Keep the technology footprint small
  • Maintain high levels of control and oversight
  • Deliver value-added service to the business

The Operations team is functionally aligned to support businesses around the clock in the time zones where they operate.

Business Development and Investor Relations

Business Development and Investor Relations

A seasoned team with experience in managing relationships with invested and prospective clients.

  • Investor relations for public and private funds
  • Marketing and fund-raising
  • Public relations
  • Business development
  • Investor communications
  • Client management
  • Due diligence and operational reviews
  • Investor reporting for hedge funds, private equity funds and listed funds
  • ESG reviews and reporting

Technology

Technology

Our tech platform is built to seamlessly scale and support all businesses. Our agile developers are experienced in financial services work and focus on maximising technological leverage.

  • Exemplary, high-performance infrastructure
  • Industry best practices used
  • Experienced team
  • Robust security
  • User flexibility
  • Maximum resilience
  • 24/7 availability and support

Risk management

Risk management

A firm-wide framework with bespoke fund risk management.

  • External risk oversight for TFG Asset Management’s various products
  • Performance review
  • Market risk
  • Liquidity risk
  • Operational risk

Systems development

Systems development

Our agile developers are experienced in financial services work and focus on maximising technological leverage.

  • Senior developers with extensive experience in financial systems architecture, design and development
  • Experience applying technology to a diverse range of trading strategies

Portfolio finance

Portfolio finance

Creating relevant financing structures and leveraging long-standing counterparty relationships to capture financing alpha.

  • Experience in managing more than $30 billion in gross exposure across 30+ market areas and 20+ counterparties
  • Multiple trading strategies
  • Funding structures
  • Stock loan and repo
  • Derivatives
  • Cash management and asset protection
  • Counterparty exposure

Corporate development

Corporate development

Leveraging more than 25 years of relationships and experience on Wall Street and in the City of London to provide customized capital market solutions to debt and equity fund-raisings.

  • Equity capital markets: In-depth knowledge of capital market trends and investor sentiment, and extensive knowledge of public and private market structures, jurisdictions, funds and investment vehicles
  • Debt capital markets: Broad set of relationships with traditional and alternative debt providers; in-depth knowledge of fund financing and securitisation; experience in alternative manager GP financing
  • Sell-side relationships: Relationships with FIG and ECM bankers at U.S. bulge bracket, European regional and boutique investment banks; interaction with U.K. mid-market brokers and investment trust specialists; dialogue with investment trust and speciality FIG research analysts

Research support

Research support

Maximising opportunities by getting the right information to the right people at right time.

  • Bespoke research support: A specialist team delivering focused, tailored research designed to meet specific requirements on a proactive and reactive basis, enabling users to focus on making the right investment decisions
  • Sourcing alternative data inputs
  • Striving for best practice in vendor management
  • Working closely with Legal, Regulatory and Compliance to deliver a robust MiFID II-compliant research support service

Human resources

Human resources

Providing an efficient, scalable, commercially focused employment model to energise and engage our staff.

Our HR objective is to enhance acquisition and retention of employees by enabling our staff to reach their full professional potential, and to continually develop their talents.

  • Talent acquisition – Sourcing and onboarding top talent to continually evolve our high-performance culture.
  • Talent development – Creating a commercially focused staff development curriculum
  • Reward and benefits – Establishing and operating an innovative range of benefits and incentive arrangements to enhance our competitive position
  • Strategic HR advice – Providing bespoke, pragmatic, tailored advice to managers and staff across the entire employment life cycle

Office management

Office management

An integral part of a coordinated and controlled process of design, construction and operation.

Tetragon’s facilities management solutions cover:

  • On and off-site management, 24/7 helpdesk, engineering and maintenance, cleaning, catering, security, reception and meeting rooms
  • Staff healthcare and benefit packages
  • Design and project management
  • Tetragon delivers through local, regional and national suppliers, all approved by us for performance, quality and financial stability

Sven Krogius, Senior Legal Counsel

Welcome to Tetragon Financial Group Limited

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TERMS OF USE OF THIS WEBSITE

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The information on this website is for information purposes only. It does not constitute an offer to sell any security or investment product, nor does it constitute professional advice. Any product and service mentioned in this website are not offered to any person or entity in any jurisdiction or country where the advertisement, offer, solicitation, provision or sale of such product and service is restricted or prohibited by law or regulation or where Tetragon or any of its respective affiliates would be subject to any regulation or licensing requirement.

Users of this website are responsible for observing all applicable laws and regulations in their relevant jurisdictions before proceeding to access the information contained herein. By proceeding to access the information, users are deemed to have represented and warranted that the applicable laws and regulations of their relevant jurisdiction allow them to do so. No information contained on this website constitutes or would be deemed to constitute an invitation in any jurisdiction to invest or otherwise deal in Tetragon’s non-voting shares.

Restrictions on Ownership by U.S. Persons

Tetragon’s shares have not been and will not be registered under the United States Securities Act of 1933. Consequently, Tetragon shares may not be offered, sold or otherwise transferred within the United States or to, or for the account or benefit of, “U.S. persons” as defined in Regulation S under the Securities Act absent registration or an exemption from registration under the Securities Act. No public offering of any Tetragon shares is being, or has been, made in the United States.

In addition, Tetragon has not been and will not be registered under the United States Investment Company Act of 1940. Direct or indirect beneficial ownership of securities issued by Tetragon to any U.S. person who is not a “qualified purchaser” as defined in the Investment Company Act and applicable rules thereunder is prohibited. Under Tetragon’s Articles of Incorporation, the directors of Tetragon may in certain circumstances compel the transfer of any Tetragon shares owned directly or beneficially by any person who is not a “qualified purchaser”.

Furthermore, Tetragon shares may not be held by any “benefit plan investor” that is subject to Title I of the United States Employee Retirement Income Security Act of 1974. Tetragon’s Articles of Incorporation prohibit any “ERISA Person” from acquiring or holding Tetragon shares. The consequences of failing to comply with this prohibition include the divestment of the relevant shares and the forfeiture of any dividends previously received with respect to such shares, as well as any gains from their disposition.

Ownership by Persons in Europe

Tetragon’s non-voting shares are not intended for European retail investors. Tetragon anticipates that its typical investors will be institutional and professional investors who wish to invest for the long term and who have experience in investing in financial markets and collective investment undertakings and are capable themselves of evaluating the merits and risks of Tetragon shares and who have sufficient resources both to invest in potentially illiquid securities and to be able to bear any losses (which may equal the whole amount invested) that may result from the investment.

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No representation or warranty (including liability towards third parties), express or implied, is made as to the accuracy, reliability or completeness of any information contained on this website. Tetragon undertakes no duty to update any such information. Nothing contained on this website constitutes investment, legal, tax or other advice and is not to be relied on in making an investment or other decision. You should obtain relevant and specific professional advice before making any investment decision.

The information and opinions contained in this website are provided without any warranty of any kind, either expressed or implied, to the fullest extent permissible pursuant to applicable law. Neither Tetragon nor any of its affiliates further assumes any responsibility for, and makes any warranties that, information and supplies contained on this website will be uninterrupted or error-free, that defects will be corrected, or that this website or the servers that make it available will be free of viruses or other harmful components.

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Nothing in this website is, or should be relied on as, a promise or representation as to the future. This website contains forward-looking statements, which reflect the views of Tetragon with respect to, among other things, Tetragon’s operations. Investors can identify these forward-looking statements by the use of words such as “believe”, “expect”, “potential”, “continue”, “may”, “will”, “should”, “seek”, “approximately”, “predict”, “intend”, “plan”, “estimate”, “anticipate” or other comparable words. These forward-looking statements are subject to various risks, uncertainties and assumptions. Accordingly, there are or will be important factors that could cause actual outcomes or results to differ materially from those indicated in these statements. Should any assumptions underlying the forward-looking statements contained on this website prove to be incorrect, the actual outcome or results may differ materially from outcomes or results projected in these statements. Neither Tetragon nor any of its affiliates undertakes any obligation to update or review any forward-looking statement, whether as a result of new information, future developments or otherwise, except as required by applicable law or regulation.

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